The Financial Industry Regulatory Authority on Wednesday announced that it has added features to BrokerCheck to make the database more user friendly. Several changes implemented by Finra were based on ...

If you want your hard-earned money to work for you, then you want to make sure you put it in the right hands. FINRA BrokerCheck helps you determine if you can trust a particular person who is managing ...

The Financial Industry Regulatory Authority (FINRA) said it wants to make available more public complaints and other information through the BrokerCheck service. More specifically, FINRA is seeking ...

The U.S. Financial Industry Regulatory Authority (FINRA) Tuesday announced the release of an enhanced version of its BrokerCheck service, which allows investors to check out the background of their ...

BrokerCheck is the database through which FINRA publishes licensing, registration, and disciplinary history of brokerage industry firms and their personnel. BrokerCheck does not currently specify ...

Securities Lawyers at the Soreide Law Group (1-888-760-6552) have announced a FINRA brokercheck tool to help individuals determine whether or not their financial advisor has a past history of ...

Early last week the Financial Industry Regulatory Authority (FINRA) rolled out a multi-million dollar ad campaign promoting its online research tool called “BrokerCheck.” BrokerCheck is free online ...

The Securities and Exchange Commission recently approved a rule change to amend FINRA Rule 2210 to require broker-dealers to include a “readily apparent reference and hyperlink” to BrokerCheck on ...